Back to Listing


London, United Kingdom
Contact M&A Advisor

    Compare Listings

    Receive a free, no obligation business valuation here X Dismiss

    FCA IFPRU FIRM For Sale in UK



    Description of the License: Dealing in investments as principal

    Customer Type: Eligible Counterparty, Professional, Retail (Investment)

    Investment Type

    1. Certificates representing certain security
    2. Commodity Future
    3. Commodity option and option on commodity future
    4. Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a
    binary bet)
    5. Debenture
    6. Future (excluding a commodity future and a rolling spot forex contract)
    7. Government and public security
    8. Option (excluding a commodity option and an option on a commodity future)
    9. Rights to or interests in investments (Contractually Based Investments)
    10. Rights to or interests in investments (Security)
    11. Rolling spot forex contract
    12. Share
    13. Spread Bet
    14. Unit
    15. Warrant

    Limitation: Limited License – matched principal broker, Rights to or interests in (both).

    – Advising/ Arranging (bringing about) on investments (except on Pension Transfers and
    Pension Opt Outs)
    – Making arrangements with a view to transactions in investments
    – Passport Type: Markets in Financial Instruments Directive Service

    Details of this transaction

    1. Incorporation between 6-9 Years
    2. Capital Requirement: GBP 125,000
    3. Client Types: Eligible Counterparty, Professional, Retail
    4. Has bank accounts and Segregated Banking facilities
    5. Has permissions for Futures, Options, CFDs, FX, Shares and Warrants.
    6. Has advisory permissions – If interested, please ask
    7. Currently has passporting to Europe still
    8. The company currently does not have any clients or supplier contracts following a period of restructuring
    9. The company was built as a brokerage house back in 2012 and has in the past offered the following services : Execution for Exchange traded derivatives, in Financials , Oils, Metals and Commodities and FX Plus retail FX and CFDs and Spread bets
    10. Operating Costs – to be given if there is firm interest


    Updated on January 8, 2021 at 10:55 pm

    Property ID:L#20210004
    Property Type:Investment
    Property Status:For Sale
    Asking Price: ₤1,700,000
    Country:United Kingdom
    State: United Kingdom
    City: London
    Contact M&A Advisor

      Schedule a Tour

      Your information

      No Review ( 0 out of 5 )

      Write a Review

      Login for Review


      Electronic Money Institution (EMI) License for Sale in UK


      Liechtenstein Shell Company (Mantelgesellschaft)

      Шелл-компания в Лихтенштейне

      MergersCorp M&A
      International As seen on

      • brand 1
      • brand 1
      • brand 1
      • brand 1
      • brand 1