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FCA IFPRU FIRM For Sale in UK

London, United Kingdom
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    FCA IFPRU FIRM For Sale in UK

    Description

    Description of the License: Dealing in investments as principal

    Customer Type: Eligible Counterparty, Professional, Retail (Investment)

    Investment Type

    1. Certificates representing certain security
    2. Commodity Future
    3. Commodity option and option on commodity future
    4. Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a
    binary bet)
    5. Debenture
    6. Future (excluding a commodity future and a rolling spot forex contract)
    7. Government and public security
    8. Option (excluding a commodity option and an option on a commodity future)
    9. Rights to or interests in investments (Contractually Based Investments)
    10. Rights to or interests in investments (Security)
    11. Rolling spot forex contract
    12. Share
    13. Spread Bet
    14. Unit
    15. Warrant

    Limitation: Limited License – matched principal broker, Rights to or interests in (both).

    – Advising/ Arranging (bringing about) on investments (except on Pension Transfers and
    Pension Opt Outs)
    – Making arrangements with a view to transactions in investments
    – Passport Type: Markets in Financial Instruments Directive Service

    Details of this transaction

    1. Incorporation between 6-9 Years
    2. Capital Requirement: GBP 125,000
    3. Client Types: Eligible Counterparty, Professional, Retail
    4. Has bank accounts and Segregated Banking facilities
    5. Has permissions for Futures, Options, CFDs, FX, Shares and Warrants.
    6. Has advisory permissions – If interested, please ask
    7. Currently has passporting to Europe still
    8. The company currently does not have any clients or supplier contracts following a period of restructuring
    9. The company was built as a brokerage house back in 2012 and has in the past offered the following services : Execution for Exchange traded derivatives, in Financials , Oils, Metals and Commodities and FX Plus retail FX and CFDs and Spread bets
    10. Operating Costs – to be given if there is firm interest

    Basic Details

    Target Price:

    ₤1,700,000

    Business ID:

    L#20210004

    Country

    United Kingdom

    City:

    London

    Detail

    Business ID:L#20210004
    Property Type:Investment
    Property Status:For Sale
    Target Price: ₤1,700,000
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      Updated on April 20, 2021 at 2:34 pm


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      Description of the License: Dealing in investments as principal

      Customer Type: Eligible Counterparty, Professional, Retail (Investment)

      Investment Type

      1. Certificates representing certain security
      2. Commodity Future
      3. Commodity option and option on commodity future
      4. Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a
      binary bet)
      5. Debenture
      6. Future (excluding a commodity future and a rolling spot forex contract)
      7. Government and public security
      8. Option (excluding a commodity option and an option on a commodity future)
      9. Rights to or interests in investments (Contractually Based Investments)
      10. Rights to or interests in investments (Security)
      11. Rolling spot forex contract
      12. Share
      13. Spread Bet
      14. Unit
      15. Warrant

      Limitation: Limited License – matched principal broker, Rights to or interests in (both).

      – Advising/ Arranging (bringing about) on investments (except on Pension Transfers and
      Pension Opt Outs)
      – Making arrangements with a view to transactions in investments
      – Passport Type: Markets in Financial Instruments Directive Service

      Details of this transaction

      1. Incorporation between 6-9 Years
      2. Capital Requirement: GBP 125,000
      3. Client Types: Eligible Counterparty, Professional, Retail
      4. Has bank accounts and Segregated Banking facilities
      5. Has permissions for Futures, Options, CFDs, FX, Shares and Warrants.
      6. Has advisory permissions – If interested, please ask
      7. Currently has passporting to Europe still
      8. The company currently does not have any clients or supplier contracts following a period of restructuring
      9. The company was built as a brokerage house back in 2012 and has in the past offered the following services : Execution for Exchange traded derivatives, in Financials , Oils, Metals and Commodities and FX Plus retail FX and CFDs and Spread bets
      10. Operating Costs – to be given if there is firm interest

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